Director - FICC Compliance Specialist - Bank of America - Hong Kong


Job description
Responsibilities
Provide support to regulatory projects in relation to FICC business in the region
Provide Compliance Advice to the FICC Business in Hong Kong and other jurisdictions in the Region.
Draft and review policies and procedures
Provide advice on compliance policies and procedures
Participate in new product reviews · Review outsourcing arrangements

Provide compliance training as necessary
Partner with business and entity management in managing regulatory reporting obligations
Maintain a broad knowledge of the Global Markets businesses in HK and the regulatory framework in which it operates
Develop relationships with the FICC Line of Business and entity management as well as support functions to keep abreast of current business developments and regulatory issues that may impact the risk environment of the Bank
Be directly involved in regulatory risk assessments, dealing with regulatory updates, developments and inquiries relating to Global Markets in HK

Requirements
Minimum 5 years working in the financial services industry.
FICC Compliance experience in Asia in preferred but individuals with non-Compliance experience will be considered if they can demonstrate strong FICC product knowledge.
Good knowledge of regulatory framework in Asian jurisdictions in relation to foreign exchange and rate derivatives business.
Experience in dealing with Mainland China FX and rates market is an advantage.
Experience in dealing with HKMA will be an advantage.
Understanding of US laws and regulation including Dodd Frank Act and Volker Rule
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